Web( ii) In the case of § 4.22 (a) and (b), that the Commission accept in lieu and in satisfaction of the Account Statement and prescribed frequency respectively specified by those sections a statement which indicates the net asset value of the pool as of the end of the reporting period and the change in net asset value from the end of the previous … WebMar 23, 2024 · Generally, CFTC Regulation 4.27 requires a registered CPO to file an annual report with the National Futures Association (NFA) (or quarterly reports, for large CPOs …
CFTC Adopts Amendments to CPO Reporting Rules - Willkie
WebOct 21, 2024 · CFTC FY2024 enforcement results: Record penalties, digital asset crackdown By Kyle Brasseur 2024-10-21T19:42:00 The Commodity Futures Trading … Web• Change in a pool's accountant, pursuant to CFTC Regulation 1.16(g) • Change in a pool's Fiscal Year End, pursuant to CFTC Regulation 4.22(g) • Relief to file an unaudited pool … nabl accredited labs pune
FTC Stats
WebFeb 6, 2024 · CFTC Regulation 4.22 (c) (6) provides that “Where the pool is comprised of more than one ownership class or series, information for the series or class on which the financial statements are reporting should be presented in addition to the information presented for the pool as a whole; except that, for a pool that is a series fund structured … WebThis section is organized as follows: Paragraph (a) contains definitions for the purposes of § 4.7; paragraph (b) contains the relief available to commodity pool operators under § 4.7; paragraph (c) contains the relief available to commodity trading advisors under § 4.7; paragraph (d) concerns the Notice of Claim for Exemption under § 4.7; and paragraph … Web( c) Any person who desires to claim the exclusion provided by this section shall file electronically a notice of eligibility with the National Futures Association through its … medication math practice problems